Financial Summary for the Third Quarter of Fiscal Year Ending March 2026 [US GAAP] (Consolidated)

Overview of Earnings

For the third quarter of the fiscal year ending March 2026, consolidated performance showed total revenue (after financial expense deduction) of 1,590.5 billion yen, up 10.5% YoY; income before income taxes rose 15.5% to 432.1 billion yen; and net income attributable to owners of the parent increased 7.2% to 288.2 billion yen. By segment, Wealth Management recorded revenue of 354.8 billion yen (up 6.3% YoY), Investment Management 172.3 billion yen (up 15.3% YoY), Wholesale 854.2 billion yen (up 6.9% YoY), and Banking 39.4 billion yen (up 10.2% YoY). Notably, in the Investment Management segment, the company acquired the asset management firm of the Macquarie Group for approximately 281.4 billion yen, aiming to strengthen its global platform.

Capital Policy and Outlook

At the Board of Directors meeting held on 2026-01-30, a resolution was passed to conduct a share buyback of up to 100 million common shares (approximately 3.2% of total issued shares), with a total acquisition price cap of 60 billion yen, scheduled to be executed via a trust method through market purchases from 2026-02-17 to 2026-09-30. Additionally, the cancellation of 75 million treasury shares (about 2.4%) was resolved on the same day, with the cancellation scheduled for 2026-03-02. Earnings guidance and dividend forecasts have not been disclosed due to uncertainties in the economic and market environment.