TKP Corporation
Regarding Today’s Some Media Reports
Although the Securities and Exchange Surveillance Commission is conducting a forced investigation into a former employee suspected of violating the Financial Instruments and Exchange Act, the former employee has already resigned and no involvement of other officers or employees has been confirmed. We will continue to cooperate with the investigation and strengthen recurrence prevention measures.
Key Figures
- Investigation Subject: Former Employee (already resigned)
- Investigating Authority: Securities and Exchange Surveillance Commission
- Investigation Details: Suspicion of violation of Financial Instruments and Exchange Act (insider trading regulations)
AI要約
Overview of the Investigation
We acknowledge that a former employee of our company is subject to a forced investigation by the Securities and Exchange Surveillance Commission on suspicion of violating the Financial Instruments and Exchange Act (insider trading regulations). The relevant former employee has already resigned and is no longer engaged in company operations. At this time, no involvement of other officers or employees has been confirmed.
Response and Future Policy
We take this matter seriously and are fully cooperating with the relevant authorities’ investigation. Furthermore, we position compliance with the Financial Instruments and Exchange Act and other related laws as a top management priority, and have been working on compliance education for officers and employees as well as strengthening information management systems. Moving forward, to ensure thoroughness and enhance effectiveness of recurrence prevention measures, we will carefully review the status of education implementation, internal regulations, and operation of information management systems. Should any facts requiring disclosure arise, we will promptly make a public announcement.
