UNIVA Oak Holdings Limited

3113.T
Asset Management
2026/11/02 19:58 Updated
Market Cap: $45.6M (¥7.2B)
Stock Price: $0.49 (¥77)
Exchange Rate: 1 USD = ¥157.48

Notice of Issuance of Stock Acquisition Rights (Tax-Qualified Stock Options)

Issuance of tax-qualified SQOs to subsidiary employees. Total of 42,725 units, maximum dilution 4.58%, application deadline 11/30, allotment date 12/4, exercise period 2028/10/29–2036/10/28. Adjustments to the number of shares granted and exercise price in the event of stock splits and reverse splits.

Importance:
Page Updated: October 28, 2026
IR Disclosure Date: October 28, 2026

Key Figures

  • Total stock acquisition rights: 42,725 units (planned allotment)
  • Maximum dilution: 4.58%
  • Allotment date: 2026-12-04
  • Application deadline: 2026-11-30
  • Exercise period: 2028-10-29–2036-10-28

AI要約

Overview of Issuance of Stock Acquisition Rights

At the board of directors meeting held on October 28, 2026, the Company resolved to issue stock acquisition rights to subsidiary employees (excluding executive officers) as tax-qualified stock options. The total number is 42,725 units and includes adjustment provisions for cases where stock splits or reverse splits occur after the allotment date. The exercise price is linked to the share price as of the allotment date, and fractional handling will be performed in the event of splits or reverse splits. The allotment targets 144 people. Dilution is up to 4.58%. Shareholders' meeting approval is not required.

Exercise Conditions, Period and Other Important Terms

The exercise period is from October 29, 2028 to October 28, 2036. The exercise price is based on the closing price of the shares and will be adjusted in the event of splits or reverse splits. Stock acquisition right holders must meet continued service requirements; provisions such as extension of the exercise period for heirs in the event of death are set. Transfer restrictions, treatment in the event of corporate reorganizations, and additional conditions are also stipulated.

This page uses AI to summarize IR materials from TDnet. Please refer to the original document for investment decisions.

UNIVA Oak Holdings Limited

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