FY2026 Third Quarter Financial Summary [Japanese GAAP] (Consolidated)

Overview of Operating Results

During the cumulative consolidated third quarter period of FY2026, operating revenue amounted to JPY 15,547 million (up 2.2% YoY). However, operating income significantly decreased to JPY 93 million (down 92.9% YoY). Ordinary income was JPY 607 million (down 67.0% YoY), and net income attributable to owners of parent was JPY 2,076 million (down 24.8% YoY). Fee income increased 13.0% YoY due to growth in equity brokerage transactions, while trading profit decreased 14.3% YoY due to lower foreign equity domestic OTC trading. Selling, general and administrative expenses rose 8.6% due to expansion of the platform business.

Financial Position and Future Outlook

Total assets reached JPY 137,346 million (an increase of JPY 27,816 million from the previous fiscal year-end), and net assets totaled JPY 48,781 million (an increase of JPY 1,181 million from the previous fiscal year-end). Meanwhile, the equity ratio declined to 33.4% from 40.7% YoY. The number of shares issued remains unchanged at 39,525,649 shares, while treasury shares have decreased to 8,368,823 shares. Earnings guidance is not disclosed due to volatile market conditions, with a policy to promptly disclose quarterly and full-year preliminary figures once finalized. The medium-term management plan focuses on transforming the securities business, upgrading the investment business, and restructuring the asset management business, aiming for an ROE of over 8%.