Notice Regarding the Flash Report on Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 2026

Overview of Results

According to the flash report on consolidated financial results for the third quarter of the fiscal year ending March 2026, operating revenue was 9,852 million yen, representing a 14.7% increase year-over-year. Operating income significantly increased by 213.0% to 1,837 million yen from 586 million yen in the same period last year. Ordinary income also rose by 148.3% to 2,236 million yen, and net income attributable to owners of parent reached 2,685 million yen, up 70.2% from 1,577 million yen in the prior-year period. These profit increases were driven by higher income from investment trust sales commissions, domestic equity brokerage commissions, Chinese stock commissions, increased revenues related to the solutions business, as well as gains on sales of investment securities and other extraordinary profits and losses.

Outlook and Cautions

Due to significant potential fluctuations in performance resulting from changes in market conditions, the company does not disclose earnings guidance. The flash figures are projections based on reasonable judgment at this time, and actual results may differ. The official third quarter financial results announcement is scheduled for January 29, 2026.